Dashboard
Real-time risk and compliance overview across all branches.
Total Clients46Across all branches
HIGH Risk18SENTINEL-computed
MEDIUM Risk14SENTINEL-computed
LOW Risk14SENTINEL-computed
Compliance Findings344 critical
Pending KYC11Awaiting decision
Risk by Branch
HighMediumLow
Canary Wharf
11
Edinburgh
12
Manchester
11
Mayfair
12
Compliance Findings
34 records flagged- CLT-017 · Simon HussainHIGH
- ● Recorded LOW, SENTINEL computes HIGH. Cause: Politically Exposed Person; High-risk jurisdiction: Russia — recorded data warrants HIGH, not LOW.
- ○ ID verification date (2024-02-25) is before onboarding date (2024-03-09) — impossible timeline
- CLT-023 · William Al-RashidHIGH
- ● HIGH-risk client approved without Enhanced Due Diligence sign-off
- ○ Approved without an ID verification date
- CLT-031 · Laura LambertHIGH
- ● Recorded LOW, SENTINEL computes HIGH. Cause: Adverse media flag — recorded data warrants HIGH, not LOW.
- ○ Approved without an ID verification date
- CLT-005 · Marcus O'BrienHIGH
- ● Recorded LOW, SENTINEL computes HIGH. Cause: Politically Exposed Person — recorded data warrants HIGH, not LOW.
- CLT-011 · Sarah Al-RashidMEDIUM
- ○ Required documentation incomplete
- ○ ID verification date (2024-01-20) is before onboarding date (2024-11-10) — impossible timeline
- CLT-016 · Chen CampbellHIGH
- ○ Required documentation incomplete
- ○ ID verification date (2024-04-07) is before onboarding date (2024-07-12) — impossible timeline
- CLT-027 · Benjamin O'BrienHIGH
- ○ No relationship manager — record is not attributable
- ○ Required documentation incomplete
- CLT-001 · Sarah WilliamsLOW
- ○ ID verification date (2024-10-14) is before onboarding date (2024-11-04) — impossible timeline
- CLT-002 · Emma JohanssonMEDIUM
- ○ ID verification date (2024-03-23) is before onboarding date (2024-04-08) — impossible timeline
- CLT-003 · Marcus Al-RashidMEDIUM
- ○ Required documentation incomplete
- CLT-004 · Patrick JohanssonHIGH
- ○ ID verification date (2024-05-03) is before onboarding date (2024-07-03) — impossible timeline
- CLT-006 · Nadia JohanssonHIGH
- ○ Required documentation incomplete
- CLT-007 · Chen O'BrienMEDIUM
- ○ Required documentation incomplete
- CLT-009 · Ingrid RichterMEDIUM
- ○ Approved without an ID verification date
- CLT-012 · Benjamin GrantHIGH
- ○ No relationship manager — record is not attributable
- CLT-013 · Zara DiazHIGH
- ○ Required documentation incomplete
- CLT-014 · David LambertHIGH
- ○ Required documentation incomplete
- CLT-018 · Charles SharmaHIGH
- ○ Required documentation incomplete
- CLT-021 · James ErikssonLOW
- ○ ID verification date (2024-08-11) is before onboarding date (2024-10-17) — impossible timeline
- CLT-022 · Robert DiazMEDIUM
- ○ ID verification date (2024-04-12) is before onboarding date (2024-10-19) — impossible timeline
- CLT-025 · Olivia NakamuraMEDIUM
- ○ ID verification date (2024-08-18) is before onboarding date (2024-11-14) — impossible timeline
- CLT-028 · Ahmed ParkMEDIUM
- ○ Required documentation incomplete
- CLT-029 · Anna VasquezLOW
- ○ ID verification date (2024-01-04) is before onboarding date (2024-01-22) — impossible timeline
- CLT-030 · James OkonkwoLOW
- ○ ID verification date (2024-01-23) is before onboarding date (2024-05-02) — impossible timeline
- CLT-032 · Nadia SharmaLOW
- ○ Required documentation incomplete
- CLT-034 · Victoria NakamuraLOW
- ○ ID verification date (2024-01-08) is before onboarding date (2024-11-21) — impossible timeline
- CLT-035 · Ahmed AdeyemiMEDIUM
- ○ ID verification date (2024-02-25) is before onboarding date (2024-08-14) — impossible timeline
- CLT-036 · Leila DiazLOW
- ○ ID verification date (2024-08-20) is before onboarding date (2024-09-15) — impossible timeline
- CLT-039 · Hassan GuptaLOW
- ○ Approved without an ID verification date
- CLT-040 · Emma DempseyMEDIUM
- ○ Required documentation incomplete
- CLT-041 · Chen ErikssonLOW
- ○ ID verification date (2024-02-21) is before onboarding date (2024-11-26) — impossible timeline
- CLT-042 · Peter OkaforLOW
- ○ No relationship manager — record is not attributable
- CLT-043 · Rachel MuellerMEDIUM
- ○ ID verification date (2024-01-20) is before onboarding date (2024-09-02) — impossible timeline
- CLT-046 · James NovakMEDIUM
- ○ Required documentation incomplete